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How to study the ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam

In an approved Test Centre, all ACI examinations are delivered electronically in a regulated environment. The ACI Financial Markets Association is an examination body and third parties, such as training firms, business schools and authors, provide resources for exam preparation. Syllabus, sample questions and other resources can be found at the ACI's official website. Practice can be improved if ACI 3I0-003 practice exams are taken before applying for the exam. Refer to the links below to access them. Students are highly encouraged to access the ACI Accredited Trainers section from the links down below as they are very helpful when it comes to exam preparation.

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What is the duration, language, and format of ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam

  • Questions: 40
  • Language of Exam: English
  • Format: Multiple choice
  • Validity: 1 year
  • Duration of Exam: 60 minutes
  • Passing percentage: 75%

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ACI 3I0-003 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Financial Markets and Treasury Operations15%- Front, middle and back office functions
- Front-to-end transaction lifecycle
- Roles of market participants
- Overview of financial markets
Topic 2: Financial Instruments and Settlement Processes20%- Short-term bonds and notes
- Derivatives and associated settlement
- Money market instruments
- Foreign exchange instruments
Topic 3: Treasury Systems and Data Management5%- Communication and processing systems
- Standard Settlement Instructions (SSI)
- Static/reference data management
Topic 4: Reconciliations and Investigations15%- Account reconciliation processes
- Settlement discrepancies and claims
- Exception investigation and resolution
Topic 5: Risk Management, Controls and Documentation10%- Business continuity planning
- Compliance and industry best practices
- Settlement and operational risk
- Internal controls and segregation of duties
Topic 6: Deal Capture and Confirmations15%- Confirmation mechanisms and standards
- Trade processing and validation
- Amendments, cancellations and novations
Topic 7: Settlement, Netting and Clearing20%- Domestic and international payment systems
- Correspondent banking, Nostro and Vostro accounts
- Delivery versus Payment (DvP)
- Netting mechanisms (bilateral/multilateral)
- Continuous Linked Settlement (CLS)

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