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  • INDIA: INR 6,12,072

  • UK: Pound 50,000

Reference: https://na.theiia.org/certification/CIA-Certification/Pages/CIA-2013-Exam-Syllabus-Part-3.aspx

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IIA IIA-CIA-Part3 中文 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Organizational Strategic Planning and Management25%- Analyze the organization's strategic planning process and its integration with the risk management strategy
  • 1. Control environment
  • 2. Alignment to the organization's mission and values
  • 3. Alternative strategies evaluation
  • 4. Risk appetite definition
  • 5. Business context analysis
  • 6. Objective setting
- Identify the risk and control implications of different organizational structures
  • 1. Flat versus traditional
  • 2. Centralized versus decentralized
  • 3. Matrix structures
- Examine organizational behavior and management principles
  • 1. Motivation theories
  • 2. Conflict resolution
  • 3. Team dynamics
  • 4. Change management
  • 5. Leadership styles
- Examine how performance measures and controls are used to assess achievement of organizational objectives
  • 1. Balanced scorecard
  • 2. Benchmarking
  • 3. Key performance indicators (KPIs)
- Identify risk and control implications related to leadership and mentoring
  • 1. Demonstrating entrepreneurial ability
  • 2. Providing constructive feedback
  • 3. Guiding people
  • 4. Mentoring
  • 5. Coaching
  • 6. Building organizational commitment
Topic 2: Information Technology20%- Explain the purpose and use of common information security and technology controls
  • 1. Encryption
  • 2. Firewalls
  • 3. Passwords
  • 4. Biometrics
  • 5. IT general controls
  • 6. Antivirus
  • 7. Digital signatures
  • 8. Multi-factor authentication
- Examine the role of data analytics in the audit process
  • 1. Continuous auditing
  • 2. Data extraction
  • 3. Data analysis techniques
- Recognize existing and emerging cybersecurity threats and vulnerabilities
  • 1. Phishing
  • 2. Ransomware
  • 3. Malware
  • 4. Social engineering
- Recognize principles of data privacy and their potential impact on data security policies and practices
- Recognize data governance and data management concepts
- Identify risk and control implications related to IT infrastructure and systems
  • 1. Operating systems
  • 2. Business continuity and disaster recovery
  • 3. Databases
  • 4. Cloud computing
  • 5. Networking
Topic 3: Financial Management10%- Examine the risk and control implications of financial statement analysis
  • 1. Trend analysis
  • 2. Common-size analysis
  • 3. Ratio analysis
- Identify risk and control implications of financial management
  • 1. Capital structure and financing
  • 2. Working capital management
  • 3. Financial instruments
  • 4. Foreign currency
Topic 4: Common Business Processes45%- Describe business processes and their risk and control implications
  • 1. Product development
  • 2. Management of outsourced processes
  • 3. Logistics
  • 4. Sales and marketing
  • 5. Human resources
  • 6. Procurement
- Describe the risk and control implications of supply chain management
  • 1. Quality control
  • 2. Inventory management
  • 3. Vendor management
- Examine financial management concepts and their risk and control implications
  • 1. Financial accounting and reporting
  • 2. Capital budgeting and investment
  • 3. Cost accounting
  • 4. Working capital management
  • 5. Managerial accounting
  • 6. Financial analysis and decision-making
- Identify risk and control implications of project management
  • 1. Project risk management
  • 2. Time/team/resources/cost management
  • 3. Project plan and scope
  • 4. Change management in projects
- Recognize various forms and elements of contracts
  • 1. Formality
  • 2. Unilateral and bilateral contracts
  • 3. Consideration
  • 4. Fixed-price and cost-reimbursable contracts

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